Governance
Governance
Kiwoom Securities operates a board of directors with independence, diversity and expertise and committees under the BOD in order to enhance shareholder and corporate values. We strive to promote the interest of both the company and shareholders by building a transparent and sound governance structure, and disclose relevant information through our reports and homepage to create a sustainable business environment.
Corporate Governance Key Indicator Compliance Status
(As of March 26, 2025)
| Category | Key indicators | Compliance Status | |
|---|---|---|---|
| O | X | ||
| Shareholders | ① The company provides notice of shareholders’ meetings at least four weeks in advance.* |  |
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| ② The company has implemented an electronic voting system. | |
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| ③ Shareholders’ meetings are scheduled on non-peak dates. | |
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| ④ Cash dividend policies are structured to ensure predictability. | |
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| ⑤ Dividend policies and distribution plans are communicated to shareholders at least once a year. | |
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| Board of Directors | ⑥ A CEO succession plan, including emergency appointment procedures, has been established and is actively implemented. |
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| ⑦ Internal control policies, including risk management measures, are in place and effectively managed. | |
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| ⑧ The board chair is an independent director. | |
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| ⑨ The company has adopted a cumulative voting system. | |
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| ⑩ Policies are in place to prevent the appointment of executives responsible for damaging corporate value or shareholder rights. |
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| ⑪ Board composition reflects diversity in its membership. | |
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| Audit Mechanism | ⑫ An independent internal audit department (internal audit support organization) has been established. | |
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| ⑬ At least one accounting or finance expert serves on the internal audit organization. | |
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| ⑭ Quarterly meetings are held between the internal audit organization and external auditors, without management present. |
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| ⑮ Procedures have been established to ensure the internal audit organization has direct access to critical management information. |
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* Notice for FY2024 shareholder meeting was issued four weeks in advance. (Notice Date: February 25, 2025 | Shareholders’ Meeting Date: March 26, 2025)